T/GDC 335-2025 Practice Management Standards for Financial Intermediary Service Institutions

Scope

Scope: This document specifies the terms and definitions, organizational environment, organizational structure, positions, responsibilities and authorities, compliance obligations, support, product and service identification, process operation control, supervision and improvement mechanisms, and industry codes of the Financial Intermediary Service Agencies' Practice Management Standards. Main Technical Content: This document specifies the terms and definitions, organizational environment, organizational structure, positions, responsibilities and authorities, compliance obligations, support, product and service identification, process operation control, supervision and improvement mechanisms, and industry codes of the Financial Intermediary Service Agencies' Practice Management Standards. This document is applicable to inspections, government administrative applications, arbitrations, court judgments and rulings, and tender and bidding contract signing, etc. It is the basic guiding and basic requirements for Financial Intermediary Service Agencies to carry out business management and practice management. It is applicable to: a) organizations that need to demonstrate their ability to consistently provide services that meet customer requirements and applicable laws and regulations; b) organizations that enhance customer satisfaction by effectively applying and improving the system, and ensuring compliance with customer requirements and applicable laws and regulations. When applicable, this document can serve as a basis for the public to evaluate the compliance and service quality level of Financial Intermediary Service Agencies.

Development Information

Related Standards