T/GDJR 010-2022 Active Group standards

T/GDJR 010-2022 The Recording and Audit Regulations for Personal Wealth Management Sales in Commercial Banks - Part 10: Audio-visual Quality Inspection and Audit

Publish Date: 2022-08-02 Implement Date: 2022-08-10 For services related to genuine standard inquiry, procurement, translation, and other related services in China, please Contact Us

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Basic Information

Standard Code: T/GDJR 010-2022

Standard Type: Group standards

Standard Status: Active

is_force_gb: no

CCS Name: -

ICS Name: Financial services, banking, monetary systems, and insurance

Publish Date: 2022-08-02

Implement Date: 2022-08-10

Pages: 7 pages

Scope

Scope: This document specifies the quality inspection and audit requirements for dual-recording video files in the personal financial sales areas of commercial banks. The products covered by this document include the banks' own wealth management products, as well as financial products legally issued by cooperative institutions authorized by the bank and sold by the banks' agents. Main technical content: 1. General Provisions 2. Quality Inspection of Dual-Recording Videos 3. Compliance Audit of Dual-Recording Areas 4. Compliance Audit of Staff Identities 5. Compliance Audit of Sales Pitches 6. Compliance Audit of Product Introductions 7. Compliance Audit of Risk Disclosures 8. Compliance Audit of Customer Consent 9. Compliance Audit of Sales Processes

Development Information

Pages: 7 pages

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