T/AIAC 008-2023 Active

Main technical content: With the continuous steady development of China's economy and the rapid growth of residents' wealth, we have entered an era of universal wealth management. At present, numerous institutions are competing in the market, and financial products are increasingly complex, placing higher demands on ordinary investors' professional investment and financial management skills. At the same time, to implement the requirements of regulatory authorities and help financial institutions improve the qualification identification, training, assessment, and accountability systems for investment (financial management) advisors, it is becoming increasingly urgent to cultivate professional investment (financial management) advisors who can adapt to the needs of market economy development. To standardize the professional requirements for investment (financial management) advisors, this standard draws on domestic and international experience and takes into account China's national conditions. It guides practitioners to master and apply various theories, methods, skills, and techniques in financial investment and related fields, establishes a systematic learning system, a standardized evaluation system, and a standardized identification system, etc., to promote the improvement of practitioners' own quality and comprehensive capabilities, so that investment (financial management) advisors can truly help individuals, families (clans), and enterprises achieve their business, financial management, and life goals, and also provide a standard for the qualification and evaluation of business capabilities of employees engaged in asset management business. By establishing professional standards for investment (financial management) advisors and regulating their behavioral requirements, firstly, it promotes the construction and development of the investment advisor team, advances the establishment of an independent investment advisor system, strengthens the concept of serving