T/CAEE 019-2025 Guidelines for risk management of lithium battery product supply chain

Scope

This document stipulates the risk management principles, risk management process, and risk control measures for the lithium battery product supply chain. This document applies to the risk management of lithium battery products throughout the entire life cycle of the supply chain, including new energy vehicle power batteries, energy storage batteries, and consumer-grade batteries for electric tools. It can be implemented by individual organizations or through collaborative mechanisms across the supply chain. 4. Risk Management Principles To enhance the safety, stability, and sustainability of the lithium battery product supply chain, risk management should follow the following principles: a) Integrity: Ensure that the information and processes of the supply chain links are true and consistent, and establish traceability and control mechanisms to achieve full-process traceability and effective control; b) Systematicity: Identify and assess risks from the perspectives of the entire life cycle and the entire supply chain, comprehensively consider upstream resource security, midstream manufacturing capabilities, downstream application safety, and recycling, to achieve overall optimization and risk-linked management of the supply chain; c) Compliance: Conduct monitoring, analysis, and early warning based on information, data, and models to ensure that the risk management process is transparent, scientific, and verifiable, and meets the requirements of relevant laws, regulations, and industry norms; d) Collaboration: Strengthen communication and collaboration among upstream and downstream entities of the supply chain, promote information sharing and collaborative governance among enterprises, scientific research institutions, industry organizations, and regulatory authorities, and enhance the overall risk prevention and control capacity of the supply chain; e) Sustainability: Pay attention to the requirements of major international markets in terms of green

Development Information

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