T/YCTA 002-2023 Corporate Compliance Advisory Service Guideline
T/YCTA 002-2023 Corporate Compliance Advisory Service Guideline
Basic Information
Scope
Scope: This guideline applies to companies, intermediary organizations, associations, chambers of commerce, professional institutions, work agencies, research institutes, and partnership organizations (hereinafter referred to as "enterprise compliance consulting service agencies") within Yunnan Province that provide compliance consulting services to enterprises, as well as their employees. Other regions may refer to and apply it accordingly. Where laws, regulations, regulatory authorities, or industry standards have specific provisions regarding compliance consulting services for enterprises in need, the compliance consulting service practitioners and their employees shall also comply with these provisions. Main Technical Content: This standard applies to companies, intermediary organizations, associations, chambers of commerce, professional institutions, work agencies, research institutes, and partnership organizations (hereinafter referred to as "enterprise compliance consulting service agencies") within Yunnan Province that provide compliance consulting services to enterprises, as well as their employees. Other regions may refer to and apply it accordingly. The technical content of this document is written from the perspective of service requirements, service capabilities, and service quality that enterprise compliance consulting service agencies and their practitioners should follow when providing enterprise compliance consulting services. The services provided include compliance education and training, corporate compliance obligations, compliance management system construction, compliance for enterprises involved in legal cases, special compliance, business partner compliance, compliance management information systems, and compliance management effectiveness evaluation. Through the implementation of this group standard in the industry, its feasibility is strong. Firstly, there are mature implementation technologies in other domestic provinces and cities for e