T/SSFSIDC 016-2023 Retirement planning guideline

Scope

Scope: This document establishes the core technical elements of retirement planning services and stipulates the professional ethics, competency requirements, education and training, assessment rules, and qualification declaration requirements for retirement planners. This document applies to all retirement planners, regardless of their professional status. It describes and explains various methods for assessing the qualifications of retirement planners and stipulates the application requirements for each method. Main Technical Content: 4 Core Technical Elements 4.1 Retirement Planning Process 4.2 Establishing and Defining the Relationship between Clients and Retirement Planners 4.3 Collecting Client Information and Identifying Needs and Goals 4.4 Analyzing and Assessing the Client's Financial Situation 4.5 Developing a Retirement Plan 5 Professional Ethics 5.1 Professional Conduct 5.2 Ethical Standards 6 Competency Requirements 6.1 General Competency Requirements 6.2 Special Competency Requirements 7 Education and Training 7.1 Training Objectives 7.2 Training Courses 7.3 Instructors 7.4 Training Duration 7.5 Training Methods 8 Assessment Rules 8.1 Assessment Objects 8.2 Assessment Application Conditions 8.3 Assessment Timing 8.4 Assessment Content and Methods 8.5 Assessment Results 9 Qualification Declaration 9.1 Scope of the Declaration 9.2 Self-Assessment

Development Information

Related Standards