RB/T 305-2017 Active Industry standards-Certification and accreditation

RB/T 305-2017 Requirements for online securities trading service certification

Publish Date: 2017-01-03 Implement Date: 2017-08-01 For services related to genuine standard inquiry, procurement, translation, and other related services in China, please Contact Us

Basic Information

Standard Code: RB/T 305-2017

Standard Type: Industry standards

Standard Status: Active

is_force_gb: no

CCS Name: Standardized management and general provisions

ICS Name: Product certification, institutional certification, and conformity assessment

Publish Date: 2017-01-03

Implement Date: 2017-08-01

Pages: 28 pages

Scope

This standard specifies the certification requirements for online securities trading services, including account opening, trading, account maintenance, account cancellation, information services, investor education, and suitability services, as well as service management. This standard applies to securities companies and their branches engaged in online securities trading services, which are required to: a) conduct self-evaluations and make self-declarations; b) seek confirmation of their compliance from relevant organizations (such as industry associations); and c) seek certification of their service capabilities from external organizations.

Development Information

Word Count: 50 Thousand words Pages: 28 pages

Referenced Standards

GB/T 19001-2000 Quality management systems—Requirements GB/T 19001-2008 Quality management systems—Requirements GB/T 19001-2016 Quality management systems—Requirements GB/T 19012-2008 Quality management—Customer satisfaction—Guidelines for complaints handling in organizations GB/T 19012-2019 Quality management—Customer satisfaction—Guidelines for complaints handling in organizations GB/T 19038-2009 Guidelines for model and methods of customer satisfaction measurement GB/T 27910-2011 Financial services—Information security guidelines

Related Standards

GB/T 12707-1991 Abolished

GB/T 12707-1991 Directives for the grading of industrial product quality

Publish Date: 1991-01-05

GB/T 14237-1993 Abolished

GB/T 14237-1993 Manufacturer's declaration of export product conformity with standards

Publish Date: 1993-03-17

GB/T 14436-1993 Abolished

GB/T 14436-1993 General principles of industrial product guarantee documents

Publish Date: 1993-06-10

GB/T 15486-1995 Abolished

GB/T 15486-1995 Calibration and testing laboratory accreditation systems—General requirements for operation and recognition

Publish Date: 1995-02-14

GB/T 15483.1-1999 Replaced

GB/T 15483.1-1999 Proficiency testing by interlaboratory comparisons—Part 1:Development and operation of proficiency testing schemes

Publish Date: 1999-03-08

GB/T 15483.2-1999 Replaced

GB/T 15483.2-1999 Proficiency testing by interlaboratory comparisons—Part 2:Selection and use of proficiency testing schemes by laboratory accreditation bodies

Publish Date: 1999-03-08